and innovation to enhance developmental efficiency, supervision and investor protection appropriately in all aspects. Regarding digital assets, SEC must closely monitor and supervise digital asset

, further action shall be taken in due course. In the case of (2) Pranay, (3) Manish, (5) Amit, (6) Supritha, and (7) Anurag, who are currently directors and executives, they must vacate the positions as

reporting environment, the AARG must continue to be progressive and work closely with the profession to raise audit quality standards and provide reliable financial reporting in ASEAN.? _________________ 

Court may inflict upon such offender the punishment prescribed for each offence. But the total punishment of every offence must not exceed twenty years in case of the severest offence to have the rate of

market and promote sustainable growth; businesses must turn corporate governance principles into practice (CG in Substance) and see for themselves the benefits of compliance. Market force is also a key

carefully before making an investment decision. In any case, the execution of a unit buy/sell transaction by any person other than the account owner must be authorized in writing in advance

advised to exercise discretion in making mutual fund purchases and should request purchase evidence at the point of sale, which must be generated by proper system to ensure completion of their purchase

record for future references. Pravej Ongartsittigul, SEC Senior Assistant Secretary-General said, "Investor contact must tape trading orders received and conversation made with clients as evidence, which

benefit at the expense of their clients. It is the duty of each and every securities firm to deal with its clients in a fair and honest manner and must take a prompt and appropriate action once it becomes

investment consultants not to submit inappropriate trading orders in a manner that inflates or manipulates share price. When investment consultants find that any client's order is suspicious, he or she must