amendment include creation of preventive mechanism against conflicts of interest, selection of intermediaries to support offer for sale of mutual funds of different types that would serve different target
independent from the owner of assets to be invested by REITs. Moreover, REIT trustees must have in place preventive measures or sufficient check and balance mechanism, in cases of entering into transactions
overview of fund mobilization and capital market mechanism for business enterprise and the public. Vorapol Socatiyanurak, SEC Secretary-General said that as a capital market regulator, the SEC has compiled
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall
mutual fund management companies, the submission shall be made through the securities company reporting system. Currently, the submission must be made through both the said system and the electronic
. ----------------------------- Notification of the Securities and Exchange Commission No. SorNor. 31/2547 Re: Appointing System of Custodian Agent By virtue of Section 4(3)(G) of the Notification of the Securities and Exchange Commission No
เอกสารคูม่ือการใช้งานระบบ (User manual) ระบบให้ความเห็นชอบ (Online Registration and Approval System – ORAP version 2.0) คู่มือการลงทะเบียนเข้าใช้งานระบบ ORAP (กรณบุีคคลทัว่ไป) 1. ระบบ ORAP 2. Log in
know-your-customer requirement or e-KYC via online methods. The use of authentication and verification under the National Digital ID (NDID) system will make it convenient, quick and reliable to open