work unit and personnel responsible for proprietary trading. Clause 7. Securities company shall separate work unit and personnel responsible for securities dealing (front office) from work unit and
and procedure for amending the trading transaction of the client in writing. Moreover, securities company shall monitor the amended transaction of the client does not violate or fail to comply with the
evidence regarding securities trading and maintain such evidence up-to-date for at least five years from the transaction date and the maintenance of such evidence for the first two years shall be in the from
Mr. Piyamat Notee Mr. Piyamat Notee engaged in providing Worldcoin (WLD) trading service, disseminated related information in Thai via the social media channel, and presented himself as offering such
Miss Natcha Rungkassattra Miss Natcha Rungkassattra engaged in providing Worldcoin (WLD) trading service, disseminated related information in Thai via the social media channel, and presented herself
Miss Taksaporn Kajornpap Miss Taksaporn Kajornpap engaged in providing Worldcoin (WLD) trading service, disseminated related information in Thai via the social media channel, and presented herself as
Capital Market Supervisory Board No. TorThor. 92/2552 Re: Rules, Conditions and Procedures for Brokerage and Dealing of Foreign Securities (No.2) ----------------------------- By virtue of Section 16/6 and
reference. Notification of the Capital Market Supervisory Board No. TorThor. 63/2552 Re: Rules, Conditions and Procedures for Brokerage and Dealing of Securities Which Are Not Debt Instruments or Investment
securities trading and maintain such evidence complete and up-to-date for at least five years from the transaction date and the maintenance of such evidence during the first two years shall be in such a manner