, internal audit unit, compliance unit, risk management unit, to reflect the order of commands, support, inspection, independence and separation of duties between the Board of Directors and the management. 7.2

unit, compliance unit, risk management unit, to reflect the order of commands, support, inspection, independence and separation of duties between the Board of Directors and the management. 7.2

deemed to have duly carried out its duties; (3) the trustee or the registrar may deny registration of any person whose holding does not comply with the ratio stipulated by the Notification of the Capital

, 2017……… Determination/Change in the scope of duties and responsibilities of the audit committee with the following details

the terms regarding the rights and duties of the debenture issuer and holders, as the case may be, together with details of the loan collateral (if any), and explain the benefits of such loan to

than ten years ago or such behavior is not so severe that the person should not be entrusted to perform duties as auditor in the capital market, the SEC Office may disregard such fact as a cause for

, summon or any other document relevant to the applicant, and shall be able to demonstrate that such representative has ability to perform the assigned duties. In this regard, the representative thereof

shall perform only the following duties: (1) acceptance of request from customer to open an account so as to forward the request to a branch office or head office for approval; (2) acceptance of purchase

operation and personnel of the branch office within the permitted scope of services. Clause 10. The online branch shall perform only the following duties: (1) acceptance of request from customer to open an

order to the securities company, it shall be deemed that the Office grants an approval as per the securities company’s request. Clause 7. The online branch office shall perform only the following duties