securities and exchange in respect of unfair activities on securities trading or under any foreign laws of similar natures; (11) Having his or her approval for acting as a mutual fund manager or a private fund
securities and exchange in respect of unfair activities on securities trading or under any foreign laws of similar natures; (11) Having his or her approval for acting as a mutual fund manager or a private fund
services to keep pace with the changing market landscape. Given such conditions, revisions and modifications of the Securities and Exchange Act B.E. 2535 (1992) were proposed to amend certain provisions
Rules in Detail related to Proprietary Trading of Intermediaries
Rules in Detail related to Proprietary Trading of Intermediaries
Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Application Form for Approval of Operation of Agricultural Futures Trading Business by Derivatives
Rules, Conditions and Procedures for Application for License and Issuance of License for Establishing a Securities Trading Center under Regulatory Sandbox to Experiment and Develop Innovation In
), share listing and trading in a new secondary market, LiVe Exchange.” In this regard, the SEC Board Meeting No. 2/2565 held on 3 February 2022 has passed a resolution approving the rules, regulations and
Exchange of Thailand to establish the Securities Investor Protection Fund (SIPF). The SIPF pays compensation for damages due to securities trading disputes between investors and market participants either
-2021), the role of market promotion and development should be separated from the SET so that the SET would be able to focus on its role of securities trading exchange more efficiently. Meanwhile, the