period of 12 months; The prohibition periods for the offenders serving as director or executive will commence on the dates when the offenders sign letters of consent, agreeing to comply
domestically established. The amended notifications were published in the Royal Gazette and came into force on 16 December 2023. The ETFs established before such effective date shall comply with the revised
summarized as follows: 1) Requiring any issuers labeling their tokens as “sustainable ICO” to comply with relevant regulations; 2) Requiring any issuers offering a sustainability-themed token to disclose
, the SEC Board ordered Zipmex to return assets to its clients as per their requests.Later, at the meeting on 21 February 2024, the SEC Board considered that Zipmex had failed to comply with the
comply with the SEC’s investment rules regardless of EA shares not considered eligible assets for Thailand ESG Funds. For other mutual funds, the investment value in EA securities is equivalent to 0.06
the offenders sign a letter of consent, agreeing to comply with the civil sanctions. In the event that any offenders refuse to give consent to the sanctions, the SEC will submit the cases in writing to
will comply with its obligation to repay the bond principal and interest in accordance with the notice from the bondholders' representative, within 30 days from the receipt date of the notice.The SEC
as director or executive for 18 months. The civil sanctions, as imposed by the CSC, will take effect when the offenders sign the letters of consent, agreeing to comply with the civil sanctions. In the
on the letter of consent which specifies civil sanctions to comply with the civil sanctions determined by the Civil Sanction Committee. If any of them declines to give consent for the civil
of transactions as per clients’ orders under (3).The SEC emphasizes the importance of monitoring financial condition and liquidity of business operators to make sure that they comply with the