applicant has provided other sufficient measures in lieu of its compliance with the rules or conditions to be waived. For rendering a waiver under Paragraph 1, the SEC Office shall mainly consider [i] the
15.91 11.95 Net cash used in operating activities (121.69) (59.26) (62.43) Net cash (used in) provided by investing activities (187.71) 18.28 (205.99) Net cash provided by financing activities 317.08
provided to the board of directors of the intermediary at least once a year. In case of the occurrence of any event which may significantly affect the conformance of such policy, the board of directors of
shall be audited and given an opinion by an auditor who is duly authorized to engage in the auditing business in the countries where the investment units are offered, provided that such matter shall be
suitable advice for customer and maintain the best interest of customer, as well as monitor and supervise that the giving advice is prepared and provided with generally accepted principles and have reliable
broker shall give suitable advice for customer and maintain the best interest of customer, as well as monitor and supervise that the giving advice is prepared and provided with generally accepted