Constitution of the Kingdom of Thailand so permit by virtue of law, the Securities and Exchange Commission acting as the Capital Market Supervisory Board by virtue of Section 6 of the Derivatives Act (No.2) B.E
characteristics of personnel in the capital market business. SEC has therefore revoked the approval as personnel in the capital market business for Mr. King for 10 years, as major shareholder of securities
. Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the
) B.E. 2551 (2008), Paragraph 1 of Section 109, Section 117 and Paragraph 1 of Section 124 of the Securities and Exchange Act B.E. 2535 (1992), the Capital Market Supervisory Board hereby issues the
orders in a continuous manner with the intent to manipulate the prices or trading volumes of the securities beyond normal market conditions.Patcharadanai’s actions were deemed a contravention of Section
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offerors failed to comply with rules specified by the Capital Market Supervisory Board by virtue of Section 247 of the Securities and Exchange Act B.E. 2535 as they did not deliver the offer document (“Form
failed to comply with rules specified by the Capital Market Supervisory Board by virtue of Section 247 of the Securities and Exchange Act B.E. 2535 as they did not deliver the offer document (“Form 247-4