money payable to the fund have been detected, the management company should make enquiry to the employer immediately demanding for a clear answer and monitoring until the employer has arranged for a
, indicate how the proceeds of that indebtedness were applied. 7. Disclose the amount and percentage of the debt securities beneficially held by each selling security holder before and immediately after the
แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. 2 Registration Statement for Securities Offering (Form 69-1) Company: .......... (Name of Securities Offeror) ….....… Offers for Sale ....................................................................................................................................................... .................
, amend or refrain from any act. In the case where the investment advisory company is unable to act, amend or refrain from any act ordered by the Office under the first paragraph, the approval under Clause
restoration plan or operation was not approved by an agency supervising such financial institution or the Commission of the Organization for Reformation of Financial Institution System or has been ordered to
such financial institution or the Commission of the Organization for Reformation of Financial Institution System or has been ordered to rectify the damaged financial position by decreasing capital and
transferring before maturity; 4. investing in bill of exchange or promissory note that ordered payment or issued by a commercial bank or other banks established under specific law or securities company licensed
maturity of such instrument shall not exceed one year and shall not have any restriction on selling or transferring before maturity; 4. investing in bill of exchange or promissory note that ordered payment