determination of characteristics of bills deemed as securities. PP10 is therefore beyond the scope of the SEC’s supervision; 2. Further clarifying the description in the notification by 1) determining that
pursuant to the Notification of the Capital Market Supervisory Board No. TorChor. 20/2551 Re: Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets, and the Notification of
Transaction constitutes as an asset acquisition transaction pursuant to the Notification of the Capital Market Supervisory Board No. TorChor. 20/2551 Re: Rules on Entering into Material Transactions Deemed as
18/01/1996 3. Notification of the Securities and Exchange Commission Kor Thor. 25/2560 Specification of Paid-up Registered Capital of Securities Business License Applicant and Licensee 31/10/2017 01
e-service Online Submission Investment Advisory >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission Kor Thor. 25/2560
e-service Online Submission Derivatives Fund Manager Business >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 35
. Notification of the Securities and Exchange Commission KorChor. 9/2555 Determination of Definitions of Institutional and High Net Worth Investors 09/07/2012 01/08/2012 3. Notification of the Securities and
regarding the acquisition of assets. (Amendment) 18/10/2021 17:46 Resolutions of the Board of Directors Meeting No. 7/2021 regarding the acquisition of assets. 23/07/2021 13:47 Notification on the change a
loss of damages arising from or related to its use. ------------------------------- The Office of the Securities and Exchange Commission Notification of the Office of the Securities and Exchange
neither undertake any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Capital Market Supervisory