Managed Exchange Traded Fund) กองทุนหลักจดทะเบียนซือ้ขายในตลาดหลักทรัพย์ Chicago Board Options Exchange (Cboe BZX Exchange) และตลาด หลักทรัพย์นิวยอร์ก (NYSE Arca) ประเทศสหรัฐอเมริกา ซึ่งตลาดหลักทรัพย์ท่ี
(ARKW) (กองทุนหลัก) ซึ่งเป็นกองทุน ETF ท่ีบริหารแบบเชิงรุก (Actively Managed Exchange Traded Fund) กองทนุหลกัจดทะเบียนซือ้ขายในตลาดหลกัทรัพย์นิวยอร์ก (NYSE Arca) ประเทศสหรัฐอเมริกาเพียงตลาดเดียว กองทนุหล
, all of which are covered and properly managed. Credit Risk Management Credit risk refers to risk whereby a counterparty or borrower may default on contractual obligations or agreements, or have an
Chundprasit Chairman of the board Vice Chairman - - Mr. Chalermchai - - Former director Former director - - Related persons 7, 21 and 22March2019 1 April2019, 2 April 2019 9 April 2019, 9 May2019 Relationship
Mr. Yiem Chundprasit Mr. Yiem Chundprasit Chairman of the board Vice Chairman - - Mr. Chalermchai Sirinopawong1/ - - Former director Former director - - Related persons 7, 21 and 22March2019 1
company to borrow at Baht 89 million to settle loans from its former subsidiary director, dividend payment paid Baht 88 million, repayment long- term loan to financial institutions Baht 24 million, front
also the major shareholder of LPH. The relationships among parties are illustrated in the former chart giving details of shareholding and directors: 3. General Characteristics of the Transactions and
the following acts unless having improve the adequacy in accordance with the prescribed rule: (1) providing service for a new customer; (2) extending the period of service to a former customer; (3
)............................................................................................................... Former name (if any).............................................................................................................. (2) วัน/เดือน/ปี (เกิด).............................................อายุ
) First name (Mr./Mrs./Miss) ………………… Last name ………………… Former name (if any) ………………………………………………………… (2) Date/month/year of birth ……… Age ……..years / Nationality …………… Identity card ……………………………… No