To avoid disruption to economic activities as securities companies and derivatives business operators are key intermediaries for providing investment services to businesses and the public, the SEC
Waratchya Srimachand, SEC Deputy Secretary-General, stated “The SEC aims to support investors in achieving financial well-being, enhancing their knowledge and understanding, and providing easy
program basis without providing its securities for credit rating prior to the offer for sale of the securities which is in violation of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement
Mr. Piyamat Notee Mr. Piyamat Notee engaged in providing Worldcoin (WLD) trading service, disseminated related information in Thai via the social media channel, and presented himself as offering such
Miss Natcha Rungkassattra Miss Natcha Rungkassattra engaged in providing Worldcoin (WLD) trading service, disseminated related information in Thai via the social media channel, and presented herself
Miss Taksaporn Kajornpap Miss Taksaporn Kajornpap engaged in providing Worldcoin (WLD) trading service, disseminated related information in Thai via the social media channel, and presented herself as
providing securities underwriting service or services limited as online branch office, or in case of the online branch office, the securities company shall extend its office hours to not early than 7.00 A.M
e-service Online Submission See canceled document Investment Advisory >> Business Operation Rules Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange
e-service Online Submission See canceled document Derivatives Advisors >> Business Operation Rules Type Title Section See Document Status Notified Date Effective Date 1. Act The Derivatives Act
e-service Online Submission See canceled document Limited BDU >> Business Operation Rules Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act