Mr. Gary Bradford Mr. Gary Bradford colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory and private fund management. Furthermore, PPI used

in a fine of Baht 323,250 and a further fine of Baht 750 each day starting from the next day of prosecution date (March 2, 2016) until the company so complies. SEC Act S.56 and 199 Criminal

56-1, 2014X and the annual report for the year 2014 (Form 56-2, 2014) to the SEC and the SET with in the specified period. The public prosecutor issued a prosecution order against the alleged offender

of Business Development, the Ministry of Commerce, Nittimon’s action was in violation of Section 33, Section 102 and Section 105 of the Public Companies Act of 1992, which do not give chairman of

reduced the fines by half, resulting in a fine of Baht 563,000 and a further fine of Baht 500 each day starting from the next day of prosecution date (March 2, 2016) until the company so complies. SEC

date until the company so complies. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 563,000 and a further fine of Baht 500 each day starting from the next

limitations ran out. SEC Act S.199 in conjunction with 56(4) Criminal Complaint Filed with an Inquiry Official Dated 01/02/2016

Global Consultant Company Limited Global Consultant Company Limited (“Global”) colluded with the other alleged offender in operating securities businesses of brokerage. Furthermore, Global used

Mr. Niel Arthur Robbirt Mr. Niel Arthur Robbirt colluded with other alleged offender in operating securities businesses of brokerage and persuade the investors to invest by Global Consultant Limited

for different clients’s profiles via three websites: www.giltedgeintl.com www.on-t3-line.com and www.online-t3.com In case, none of the aforementioned entities had been licensed to operate securities