consultation to investors, relating to solicitation for investment or providing consultation for trading or investing in capital market product, without planning or analyzing of investment. “investment planner
Rules in Detail related to Proprietary Trading of Intermediaries
[i] using historical price and trading volume of capital market product or historical market activity and [ii] forecasting future performance of securities and derivatives prices or market activity
performance; “technical analysis” means an analysis by [i] using historical price and trading volume of capital market product or historical market activity and [ii] forecasting future performance of securities
Call for and Deposit of Margins for Derivatives Trading in Derivatives Exchange (No. 2)
Re: Initial and Maintenance Margin Requirements for Derivatives Trading in Derivatives Exchange
Initial and Maintenance Margin Requirements for Derivatives Trading in Derivatives Exchange
mix and 2017 carry over benefit of $700K from Japan perpetual license deal. Corrective actions and controls are in place to mitigate rising labor costs and improve forecasting and purchasing practices
improve forecasting and purchasing practices. Country Company-operated Stores Licensed Stores Total United States 10 - 10 United States (Hawaii) - 1 1 Thailand 13 - 13 Japan 15 (50% JV) 16 31 South Korea