the key issues include competent personnel, professional code of conduct, effective risk management and sound financial condition.? ?Take client acceptance process, for example. It must cover the know

Public Company Limited ("MILL")'s share price by conducting financial transactions related to MILL share trading and being a beneficiary, instead of them, in a juristic person and trading

Public Company Limited ("MILL")'s share price by conducting financial transactions related to MILL share trading and being a beneficiary, instead of them, in a juristic person and trading

Mr. Telapon’s 2 securities accounts at KTBST Securities and I V Global Securities Public Company. In this regard, Ms. Uraiwan managed the financial transactions regarding their trading of MBAX's

at KTBST Securities and I V Global Securities Public Company in total of 8 securities accounts. In this regard, Ms. Uraiwan managed the financial transactions regarding thr trading of MBAX shares

the time of the offense, submitted false evidence and information to the competent official of the SEC. They submitted a false report from the independent financial advisor to deceive the SEC about the

the time of the offense, submitted false evidence and information to the competent official of the SEC. They submitted a false report from the independent financial advisor to deceive the SEC about the

the time of the offense, submitted false evidence and information to the competent official of the SEC. They submitted a false report from the independent financial advisor to deceive the SEC about the

the time of the offense, submitted false evidence and information to the competent official of the SEC. They submitted a false report from the independent financial advisor to deceive the SEC about the

the time of the offense, submitted false evidence and information to the competent official of the SEC. They submitted a false report from the independent financial advisor to deceive the SEC about the