5th day of November 2008. (Mr. Vijit Supinit) Chairman Securities and Exchange Commission Remarks : The reason for issuing this Notification is that it deems appropriate to modify the qualifications of
. Notified this 5th day of November 2008. (Mr. Vijit Supinit) Chairman Securities and Exchange Commission Remarks: The reason for issuing this Notification is that it deems appropriate to modify the
ดังกล่าวให้รอบคอบและรัดกุมเพียงพอ เช่น กำหนดให้มีบันทึกการทำงาน (log files) ของบุคลากร รายดังกล่าว และมีการตรวจสอบบันทึกดังกล่าวอย่างสม่ำเสมอ เป็นต้น 1.2 การกำหนดนโยบาย แผนงานและขั้นตอนการปฏิบัติงาน การ
handling officer according to the said notification within fifteen days from the date on which the claimant files the complaint; 2. the claimant’s complaint is not resolved within forty five days from the
complaint handling officer according to the said notification within fifteen days from the date on which the claimant files the complaint; 2. the claimant’s complaint is not resolved within forty five days
acquisition and disposal transactions of the listed company that are required to obtain approval of the shareholders. Shareholders Report form 246-2 Person who files the report. Information on the inspection of
technology risks; (2) monitor and analyze potential risks to computer systems relating to trading services with respect to derivatives by recording and maintaining usage information and log files. Chapter 4
draft prospectus with the SEC and the registration statement has become effective.3 If the Hong Kong Covered Management Company files the registration statement and draft prospectus together with the