information, diversifying investment products to serve all investor segments, and developing essential infrastructure. SET is determined to position Thailand’s capital market as a vital engine for robust
The program focused on enhancing knowledge and understanding of investment promotion measures that support community and social development, including incentives offered by the BOI—an essential
accountability in pursuing common objectives. While international standards remain essential, they should be applied in a way that is appropriate to each jurisdiction’s context. Timely exchange of high quality
ในผลิตภณัฑใ์นตลาดทุน Advice + pass on to trade : การใหบ้ริการใหค้ าแนะน าการลงทุนในผลิตภณัฑใ์น ตลาดทุนและไดรั้บการแต่งตั้งเป็นตวัแทนในการอ านวยความสะดวกเพื่อรับส่งค าสั่งซ้ือขายหลกัทรัพย ์ หรือสัญญา
? assets and using a client's trading account to trade securities for his own interest.Following Apple Wealth's inspection report related to clients? complaints against Sakkarin and the SEC's further
that during 4 January 2013 - 15 October 2014 {A}, then working for Thanachart Securities Public Company Limited, used the trading account of a client who was his mother to trade securities for himself
payment as ordered by the Settlement Committee. {A}'s acts were deemed as using client trading accounts to trade securities for herself and being the accomplice in share price manipulation scheme, in
found that he had been authorized to trade securities on behalf of the client. He had also used his client's account to trade securities for the benefit of himself with one day permission and credit line
Bangkok, January 25, 2011 - The SEC has suspended four investor contacts for using clients? accounts to trade securities for other persons, interfering with clients assets, and failing to use
due to the increase in both trade accounts receivable and inventory. The trade accounts receivable was increased by Baht 20 million from Baht 701 million in year-end 2016 to be Baht 721 million in Q2