level of care and diligence expected of a professional in safeguarding the interests of the bondholders. SEC Act S.46 Settlement Committee Meeting No. 10/2025 Settlement Committee Order No. 143/2025

with the notification of the Securities and Exchange Commission. DAB Act S.30 Settlement Committee Meeting No. 4/2026 Settlement Committee Order No. 9/2026 Dated 03/04/2026

approval from the SEC office. DAB Act S.29 Settlement Committee Meeting No. 4/2026 Settlement Committee Order No. 9/2026 Dated 03/04/2026

Office. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 02/10/2018

prospectus with the SEC Office. The statute of limitations ran out. SEC Act S.65 Criminal Complaint Filed with an Inquiry Official Dated 07/08/2020

Thai Canal Rich Company Limited Thai Canal Rich Company Limited offered for sale of newly issued shares in the form of general or to the public without approval from the SEC office. SEC Act S

. This case is in the process of inquiry by the inquiry official. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 03/08/2022

Office. This case is in the process of inquiry by the inquiry official. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 29/09/2022

Asia Wealth Securities Public Company Limited Asia Wealth Securities Public Company Limited, as a securities broker, violated The Securities and Exchange Act B.E. 2535 Act, in total 4 cases as

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