under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Capital Market Business Personnel dated 3 June 2014, as amended by the Notification of
. _______________________Remark: * Clause 23(1) and deemed to be the prohibited characteristic of the personnel in the capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor
website. Note:* This constitutes a failure to comply with Clause 23(1), which constitutes a prohibited characteristic of personnel in the capital market business under Clause 31(1) of the Notification of
https://publish.sec.or.th/nrs/8841pe.doc 5883pe.doc this Notification: (1) “ fund ” means an infrastructure fund; (2) “ management company ” means a securities company holding a license to manage mutual
this Notification: (1) “ fund ” means an infrastructure fund; (2) “ management company ” means a securities company holding a license to manage mutual funds; (3) “ infrastructure asset ” means: (a) the
to the following criteria: (a) the fee rate shall be 0.001 percent of the net asset value under management https://publish.sec.or.th/nrs/8278pe.doc 5883pe.doc this Notification: (1) “ fund ” means an
SEC website. Notes:* Clause 23(1) is a prohibited characteristic of capital market business personnel under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor
paid according to the following criteria: (a) the fee rate shall be 0.001 percent of the net asset value under management https://publish.sec.or.th/nrs/8278pe.doc 5883pe.doc this Notification: (1) “ fund