ทั้งในรูปแบบเอกสารหรือ e-mail ตามรายละเอียดที่ระบุไว้ 2หมายเหตุ : * หลักการและแนวปฏิบัติของ I Code ศึกษาได้ที่ http://www.cgthailand.org/microsite/documents/ICodeBookTH.pdf http://www.cgthailand.org
processes and fee _____________ Clause 7 An applicant for the registration as a derivatives business operator shall submit an application form to the SEC Office together with the supplementing documents and
with the supplementing documents and evidences prescribed by the form and method that the SEC Office provided in website. Clause 8 The SEC Office shall consider and issue an order relating to the
of securities and documents related to the securities registrar to the securities issuer or the new registrar appointed by the securities issuer without delay. Clause 8 ( Any securities registrar who
license to the revoked registrar in writing. In this regard, the revoked registrar shall notify the securities issuer of the revocation in writing, and shall arrange the delivery of securities and documents
Office together with supplementary documents according to the forms and procedures provided in the Office’s electronic system. Clause 8. The Office shall consider and make a decision relating to the
Clause 5 shall submit the application for approval to the Office together with supplementary documents according to the forms and procedures provided in the Office’s electronic system. Clause 8. The Office
intends to seek an approval for derivatives trading according to Clause 5 shall submit the application for approval to the Office together with supplementary documents according to the forms and procedures