โดยสำนักงานในคราวล่าสุดในเรื่องการจัดการ ความเสี่ยงทางด้านการปฏิบัติงาน (operational risk) และการจัดการความเสี่ยงด้านลูกค้าสัมพันธ์ (customer relationship risk) ไม่เกินกว่าระดับปานกลางหรือระดับที่ยอมรับ
beencompleted, except for data or evidence concerning customer identification which shall be kept for not less than five years from the date relationship with the customer has ended. Clause 5. An internal control
transactions of customers have beencompleted, except for data or evidence concerning customer identification which shall be kept for not less than five years from the date relationship with the customer has
the date relationship with the customer has ended. Clause 5. An internal control system shall be in accordance with the following rules: (1) determining the objective of internal control in line with
business relationship with the securities company, parent company, subsidiary company, affiliate company or person who may have conflicts of interest that may impede the exercise of independent judgment, and
which performs the duty of derivatives business management. (d) not have a business relationship with the derivatives business operator, parent company, subsidiary company, affiliate company or person who
the PBSB Share Acquisition to be completed within August 2019 2. Contractual Parties and Relationship with the Company Sellers : Redberry Sdn.Bhd. Purchaser : VGM Relationship between the parties : VGM
: Company Business Relationship with AEONTS AEON Systems System Development - AEON Systems is 90% owned by AFS - AEON Systems is 3.3% owned by AEONTS AFS Finance - Major shareholder of AEONTS, holding 35.12
and/or its subsidiary - Name of related person: Kinpo Electronics (Philippines) Inc. (“KPPH”) - Relationship: Kinpo-Philippines is a subsidiary of Kinpo Electronics Inc. Kinpo Electronics Inc, holds
shares) and Firstwood Company Limited (related company). Transaction details are follows as: 1. The date on which the transaction occurred: 1 September 2019 2. The parties involved: Name Relationship with