securities during the months of January and March 2010. # # #

Bangkok, March 5, 2015 ? The ASEAN Capital Markets Forum (ACMF) announced that the Securities Commission Malaysia, the Monetary Authority of Singapore (MAS), the Securities and Exchange Commission

Bangkok, March 9, 2015 ? The SEC filed a criminal complaint with the Economic Crime Division of the Royal Thai Police (ECD Police) against Quantum Benchmark Corporation, Globalview Consulting Co.,Ltd

Bangkok, March 18, 2015 ? The SEC revoked the approval of a financial advisor supervisor, namely {A} of KPMG Phoomchai Business Advisory Ltd., for willfully imparting false statement and concealing

suspended. On March 16, 2015, the Supreme Court of Thailand reversed the Appeal Court's ruling that Suree was a principal in jointly committing the offense with Chompoonuch in one count in accordance with

suspended. On March 16, 2015, the Supreme Court of Thailand reversed the Appeal Court?s ruling that Suree was a principal in jointly committing the offense with Chompoonuch in one count in accordance with

President from February to March 2011 with duties as  head of fund managers responsible for supervising the equity funds managed by both companies respectively, had committed dishonest acts by using

accepted, starting from December 7, 2012. Earlier, he had submitted a letter to the SEC for termination of his status as the SEC approved auditor, effective March 30, 2012.

Bangkok, March 21, 2013 ? The SEC informed all securities companies, asset management companies, financial advisors, and derivatives business operators in the capital market on the promulgation of

decisions for them. From October 2012 to March 2013, he made trading decisions on behalf of the clients on a continuous basis with more than 300 million baht in trading value. Moreover, he traded for the