made securities trading decisions on the clients? behalf. The recorded conversation indicated that Ashiya and Onjira specified securities, amount and price for their clients and the clients accepted
conversation indicated that {A} and {B} specified securities, amount and price for their clients and the clients accepted their trading decisions without objection or asking for any information of those
underwriters. The proposed new rules cover the addition of municipal bond as securities, and filings in English version when foreign securities are offered, and the prohibition imposed to underwriters, their
Bangkok, March 21, 2016 ? The SEC has ordered Chewathai Public Company Limited (CHEWA) and its financial advisor RHB Securities (Thailand) Public Company Limited to clarify their disclosure, via
measures for the unitholders who do not wish to have their investment converted into REIT.? The consultation paper is available at www.sec.or.th/hearing . Stakeholders and interested parties are welcome to
transactions between subsidiaries and their related party, and recurring transactions. SEC Deputy Secretary-General Chalee Chantanayingyong said: ?The current rules on listed companies? transactions have been in
performance of PF/DF marketing agents, and (3) the compulsory seeking of clients? consent before disclosing their personal information. The consultation paper is available at www.sec.or.th. Stakeholders and
-making.Meanwhile, certain rules governing advertisement and sale promotion of mutual funds are also being revised to enhance clarity and flexibility.The SEC supports intermediaries in their offering of diverse
those personnel before respective appointments and report the termination of their duties to the SEC within the specified period.The consultation paper is available on the SEC website at www.sec.or.th