public hearing on this matter showed that the majority of respondents agreed with the proposed amendments and provided additional useful suggestions. The SEC has therefore reviewed the principles and

opening remarks. During the event, Ms. Archinee highlighted the SEC’s role in protecting investors from cyber threats, particularly financial and investment fraud that is becoming increasingly complex and

that unnecessarily hinder fundraising efforts. The meeting concluded with a consensus that strong and genuine cooperation from all stakeholders—both public and private sectors—is crucial to effectively

to investment advice and service solicitation. If it is found that solicitation activities are being conducted by unlicensed business operators or involve investment products not approved for sale

also suggested that the Financial Technology Plan be incorporated into the Capital Market Development Plan as well. The five areas of the capital market development are: (1) promoting market

inspections on the company’s business undertakings in its capacity of private fund management as licensed under Type C Securities Business License, it was found that the company: (1) had presented false and

concerning the limitation of the voting rights and the disclosure requirement over the one-third rule so that asset management companies can disclose such information to investors. The afore-mentioned

The measures include the Bank of Thailand (BOT)’s permission for financial institutions that have purchased investment units of daily fixed income funds to place such investment units as collateral

the amount of 973,241,553 shares at the price of 0.0001 baht per share, totaling 97,324 baht, so that the group of such persons’ shareholding proportion would be 30 percent. Since the said matter may

to ensure that asset management companies have standardized work and also ensure that they are consistent with conditions for tax privileges. The investors investing in SSF units could get