. Anek Yooyuen, together with SEC executives and staff, joined the well-wishing ceremony and signed a book of well-wishes on the auspicious occasion of HM Queen Suthida Bajrasudhabimalalakshana’s Birthday

. Jomkwan Kongsakul, and Mr. Anek Yooyuen, together with SEC executives and staff, joined the well-wishing ceremony and signed a book of well-wishes on the auspicious occasion of Her Majesty Queen Sirikit

The Securities and Exchange Commission (SEC), led by Mrs. Pattanaporn Tripipat, Assistant Secretary-General, and SEC executives and staff, joined the wreath-laying ceremony at the monument of His

for enhancing operational efficiency under the ?SEC Centerpoint? Knowledge Management Project. The project has allowed the SEC staff to learn, exchange, and apply the knowledge acquired from work

. Set the period for acceptance of re-application of {B} as the capital market business personnel for 3 months, effective from June 27, 2015. 3. Suspended {C} from her duty as the approved securities

promoting market conduct as an organizational culture; (2) product development that is suitable for customers and sales staff abilities, as well as sales channels, operational systems and control; (3

will not accept her future application for approval as personnel in the capital market for the remaining period from 31 December 2020 until the 15-month suspension ends. {A} resigned from Finansia on

business personnel under the provisions of the Notification of the Capital Market Supervisory Board*. The SEC therefore revoked the approval of Phisit as an investment consultant for complex products Type

the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from her duty as the approved securities investment consultant for 4

Supervisory Board concerning personnel in the capital market*, the SEC therefore disclosed inappropriate behavior of {A} for failure to completely record client's trading orders and suspended him from the duty