Commission No. KorNor. 15/2543 Re: Rules, Conditions and Procedures for Approval of Private Fund Custodian, dated 4 April 2000, the Office of the Securities and Exchange Commission hereby issues the following
Commission hereby issues the following regulations: Clause 1. This Notification shall come into force as from 1 April 2000 except the provisions of Clause 5, Clause 6, Clause 7, Clause 15, and Clause 17 which
: Custody of Client Assets of a Securities Company By virtue of Section 14 and Section 98(3) of the Securities and Exchange Act B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the
Securities and Exchange Commission hereby issues the following regulations: Clause 1. This Notification shall come into force from the day following the date of its publication in the Government Gazette except
Securities By virtue of Section 14 and Section 114 of the Securities and Exchange Act B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. This
. 2535 (1992), as amended by the Securities and Exchange Act (No. 2) B.E. 2542 (1999), the SEC hereby issues the following regulations: Clause 1. In this Notification: “Fund” means any mutual fund or
Securities and Exchange Act (No. 2) B.E. 2542 (1999), the SEC hereby issues the following regulations: Clause 1. In this Notification: “Fund” means any mutual fund or private fund; “Provident fund” means any