Bangkok, March 26, 2015 ? The SEC recently hosted ?3rd ASEAN Audit Inspection Workshop? and ?2nd ASEAN Financial Statement Surveillance Workshop,? the international audit oversight events, in Bangkok

Bangkok, June 18, 2015 ? The SEC and the School of Development Economics of National Institute of Development Administration (NIDA) co-organized ?Thai Equity Fund Insight? at the 5th SEC Working

Bangkok, July 2, 2015 - The SEC suspended four investment consultants for misconduct concerning share price manipulation. Those suspended were {A} and {B}, securities investment consultants and ex

Bangkok, May 22, 2015 ? The SEC revised regulations on business operation concerning report of significant change in operating system, suitability test and client asset report.The Capital Market

Bangkok, May 28, 2015 ? The SEC revised regulations for more flexibility to promote cross-border offerings of debt securities and collective investment schemes (CIS). The revision aims to increase

), the Monetary Authority of Singapore (MAS), the Securities and Exchange Commission (SEC), Thailand and the Singapore Exchange (SGX) have established the Streamlined Review Framework for the ASEAN Common

objectives of the SEC Strategic Plan 2016-2018, which include the promotion of best practice among institutional investors. The market needs them to be active and committed to social responsibility, as far as

Bangkok, April 29, 2016 ? The SEC has ordered AI Energy Public Company Limited (AIE) and its parent company Asian Insulators Public Company Limited (AI) to cooperate with their auditors for the audit

Bangkok, May 4, 2016 ? The SEC is seeking public comments on draft rules concerning qualifications of chief financial officers (CFO) and accountants who are the key preparers of financial statements

Bangkok, February 18, 2013 ? The SEC and the Thai Listed Companies Association (TLCA) hosted the ?SEC for CEO Forum? project to strengthen relationships and increase communication channels for