protection of investors’ rights in accordance with the relevant regulations governing the forms and risks of the investment products. The amendments also provide more flexibility and efficiency in meeting
non-compliances were resulted from failures to record employee benefit obligation in accordance with Thai Accounting Standard No. 19 ?Employee Benefits? prescribed by Accounting Standard Committee
providers (3rd Party Custodian) in accordance with the notification of the SEC. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting No. 11/2022 Settlement Committee Order No. 17/2022 Dated 11
providers (3rd Party Custodian) in accordance with the notification of the SEC. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting No. 11/2022 Settlement Committee Order No. 18/2022 Dated 11
purposes. Accordingly, the act of Zipmex was not in accordance with the notification of the SEC. DAB Act S.94 in conjunction with 31 Settlement Committee Meeting No. 4/2023 Settlement Committee Order No
asset exchange and a digital asset broker, did not provide management structure, operating system and a sufficient number of personnel in accordance with the notification of the SEC. DAB Act S.94 in
assigning other persons to perform the work related to business operations. Accordingly, the act of Zipmex was not in accordance with the notification of the SEC. DAB Act S.94 in conjunction with 30
, Zipmex Asia Pte. Ltd. and Zipmex Pte. Ltd. Accordingly, the disclosure of such information by Zipmex was not in accordance with the notification of the SEC. DAB Act S.94 in conjunction with 30
keep customers' digital assets in accordance with the notification of the SEC for 194 days. In this regard, Satang did not deposit customers' digital assets with digital asset depository
the time of the incident, did not keep customers' digital assets in accordance with the notification of the SEC for 121 days. In this regard, Orbix did not deposit customers' digital assets