. Clause 4 In providing services to clients regarding investment in capital market products denominated in foreign currency , the intermediary shall comply with not only the rules prescribed in the
services to clients regarding investment in capital market products denominated in foreign currency, the intermediary shall comply with not only the rules prescribed in the Notification on Standard of
investment in capital market products denominated in foreign currency , the intermediary shall comply with not only the rules prescribed in the Notification on Standard of Business Operation , but also the
intermediary shall comply with not only the rules prescribed in the Notification on Standard of Business Operation, but also the rules prescribed in this Notification. In the case where the rules on providing
office that enables the management company to comply with all prescribed rules. Where the application is for an establishment of an online branch, the company shall also demonstrate that: 1. for the case
for management of mutual fund and private fund of the branch office that enables the management company to comply with all prescribed rules. Where the application is for an establishment of an online
Public Company Limited on 14 December 2007. In which case, the management company shall comply with the Notification of the Securities and Exchange Commission No. SorKhor/Nor. 1/2549 Re: Rules, Conditions
cases, the securities company shall comply with Advertising Rules as prescribed under Chapter 3. Chapter 2 Advertisement which must be approved ------------------ Clause 6. The following advertisement
which must be approved by the Office prior to distribution. (UNOFFICIAL TRANSLATION) 3 Clause 5. To advertise, in any cases, the securities company shall comply with Advertising Rules as prescribed under