individual, and shall be allowed to undertake a derivatives business only after a license from the SEC has been obtained. Any derivatives business operator which is a legal entity under Section 17 and engages
specified by the order of the authority under foreign law regarding suspension, revocation or prohibition from work in any position or any nature of work equivalent to personnel in derivatives business
transferred the clients’ money to the savings accounts opened under the names of other persons instead. She arranged for investment unit purchase transactions of other clients, with the value equivalent to
, 2018 was 5.4% which increased from 4.0% for the same period last year. The main reasons for the increase in profit from continuing operations were mainly due to profit from sales of land under the
. KorThor 6/2547 Re: Additional Determination of Type of Juristic Person Classified as Institutional Investor. By virtue of section 3 and section 9 under the Derivatives Act, B.E. 2546 (2003), the SEC hereby
Gofive Co. Ltd. General characteristics of the transaction The Company will sell 399,997 ordinary shares of Gofive Company Limited (“Gofive”) or equivalent to 40% of Gofive’s issued and disposed shares to
his approval as investment consultant and branch manager or equivalent position for two months for failing to comply with the client’s instruction, effective from 5 April 2019, and disclose the
futures exchange, the SEC will include agricultural commodities under the Derivatives Act B.E. 2546 (2003) and allow TFEX to issue and providing trading venue for agricultural commodities futures. Trading