(Form 59) in accordance with the SEC’s regulations, as he had conducted a transaction involving the transfer of SPI shares from his father on 31 May 2022. However, Mr. Phiphop failed to prepare and

SPV Act to provide the private sector clear guidelines for using future receivables for securitization;(2) Criteria, conditions, and procedures for disclosing information related to transfer of

misappropriated the client's subscription cash payment of 500,000 baht for his own use. He then ordered his subordinate to transfer units of another mutual fund held by the same client into the solicited fund by

. In addition, the SEC has recommended the ASCO to revise its KYC/CDD guidelines as well as propose the guidelines for securities transfer between clients so as to prevent fraudulent activities or

the transfer of such securities to the account; but found out that such securities were all transferred and sold by such client. {A} then asked other two friends, who were clients of other securities

transfer to the client’s margin account and record as additional money or listed securities deposited by the client, as agreed upon with the client; (4) 1011 determine the types of asset which the client may

consist of operating and administrative expenses, bad debt and doubtful accounts, and finance cost. In the fiscal year 2016, the Company had total consolidated expenses of 14,737 million baht, increased by

has planed to generate more fee base incomes in the future. Expenses In the nine-month period, the consolidated expenses that consisted of operating and administrative expense, bad debt and doubtful

Assets and Connected Transaction for the Entire Business Transfer and Allocation of Securities to the Specific Investor (Private Placement) To The President The Stock Exchange of Thailand Attachment 1

property development for sale and rent. In the previous year, the Company completed the Newera Condominium project at the end of the 3rd quarter of 2019 and was able to transfer and deliver condominium units