to buy and sell Filter Vision Public Company Limited (“FVC”)’s shares in a manner that manipulated FVC’s share price. This behavior constituted dishonest and unethical conduct, and failed to properly

Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), and the management team convened a meeting with the Thai Digital Asset Operators Trade Association

Orbix Trade Company Limited Between January 30, 2023 to May 30, 2023, Orbix Trade Company Limited ("Orbix"), a digital asset exchange which was named Satang Corporation Company Limited at

เอกอัครราชทูตราชอาณาจักรเนเธอร์แลนด์ประจำประเทศไทย กล่าวต้อนรับ และนายวราวุธ ศิลปอาชา รัฐมนตรีว่าการกระทรวงทรัพยากรธรรมชาติและสิ่งแวดล้อมให้เกียรติร่วมเสวนาและกล่าวปาฐกถาในหัวข้อ “Thailand’s vision toward the

manipulating Filter Vision Public Company Limited (FVC)’s share price by purchasing and selling shares, resulting in a trading condition for FVC shares that was inconsistent with the normal market conditions

Kasikorn Securities Plc., the SEC probed into the case and found that {A} failed to keep several records of investment advice and client's trade order instructions. Besides, communication records between him

securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many

trading such share which was not consistent with normal market conditions in order to lure general public to trade such share. SEC Act S.243(2) Settlement Committee Meeting No. 3/2016 Settlement

Mr. Soonthorn Boonnueng Mr. Soonthorn Boonnueng as the Director responsible for the operation of Bill Trade Co.,Ltd operated securities brokerage businesses without proper licenses granted

information about the funds’ investment plans to trade securities for her personal or other persons’ gains (front running). The Criminal Court dismissed the lawsuit. SEC Act S.315 in conjunction with 311