funding. It is also consistent with SEC’s strategic plan that aims to support companies’ efforts to embed ESG issues into their business operation and disclose information of such action in One Report.SEC

the organizational culture and formulating corporate policies that support the integration of human rights into business operations. In the future, a training course “Business and Human Rights Course

investors can take advantage of disclosed information in making investment decisions and to support the sustainable development of the overall capital market. This is part of the implementation of the core

Bangkok, 20 October 2017 ?  The SEC is giving its full support to the Draft Law on Business Promotion and Public Access to Services through Financial Technology B.E ("FinTech Act") to create

, respectively.The main criteria for selecting qualified entrants include their fund management performance, their strengths in post-retirement services and support, as well as the roles of asset management companies

.  Investment Planner is approved to give investment advice to investors as well as to make an investment plan in conjunction with investment advice by using client information in an in-depth manner to support

incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working

contacted universities and business operators who support the project and they can present solutions to that topic. Thai Fintech Association believes that the incubation will help build up startups and grow

operating systems that support all five steps of the complete wealth advice process, namely (1) exploring and understanding customers, (2) constructing an investment portfolio, (3) implement the portfolio

International Organization of Securities Commissions (IOSCO) standards and in support of the upcoming Financial Sector Assessment Program (FSAP). The SEC together with other financial sector regulators, i.e., the