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Facebook “BM TECH โปรแกรมเทรดหุ้นมือใหม่” “Financia syrus securities” (ตัวอักษร s ใช้ตัวพิมพ์เล็ก) : Unlicensed securities and derivatives business (Disclosure Date : 25/11/2021)
Bangkok, 2 October 2017 ? The SEC has ordered Pace Development Corporation Public Company Limited (PACE) to clarify the information regarding the company's joint venture agreement with three investors, which incurs an obligation for PACE to repurchase a certain amount of its preferred stocks from the counterparties. The clarification must inform whether there will be any effect on the company's liabilities or other obligations. PACE must also disclose the clarification through the Stock Exchange...
client's order and not taping investment advices and client's order. Following a report on client?s complaint filed by Globlex Securities Company Limited, the SEC probed into the case and found that {A} sent
objective to resume normal trading on the Stock Exchange of Thailand in 2005 and embezzling POWER?s money worth totaling 310 million baht. Also named in the complaint were two colluders Suriya Lapvisuthisin
in minute of IEC?s board of directors meeting with intention to deceitfully deprive IEC or its shareholders of their rightful benefit, dishonestly violating his duties and causing damage to the
}'s approval as capital market personnel for two years, effective from May 8, 2014.
Bangkok, August 6, 2014 - The SEC, jointly with four leading business schools, organized ?1st SEC Working Papers Forum? where the Faculty of Commerce and Accountancy, Chulalongkorn University presented research paper on ?Saving for Retirement?. The researchers pointed out that saving and investment in risky assets at a young age is the key success factor of sufficient retirement savings while urging knowledge dissemination concerning risk and investment in risky assets for higher return in prepa...