of the securities company and deliver to investor upon request. Clause 9 In case a CIS operator fails to comply with an agreement as prescribed in Clause 7, a securities company shall not provide any
for at least one year and ready to be examined and submitted upon request by the SEC Office. Clause 5. In case it is shown that any securities company have net liquid capital at the end of any day equal
and ready to be examined and submitted upon request by the SEC Office. Clause 5. In case it is shown that any securities company have net liquid capital at the end of any day equal or less than 1.5
consideration in a form of cash According to the above calculations, the maximum transaction value is 0.73% (in accordance with the total value of consideration), the Company is therefore not required to request
, the maximum transaction value is 0.73% (in accordance with the total value of consideration), the Company is therefore not required to request an approval from the shareholders’ meeting of the Company
home regulator is established, and such information shall be kept at the office or on the website of the securities company and shall be delivered to investors upon request. Clause 9 In the case where a
million baht of a client of Mr. Pattarawut Thunyajaroen with a view of selling investment units and failed to check whether there was any withdrawal request slip. In addition, she failed to follow up on
October 17, 2016, the Legal Department sent out a letter of payment request to MAT and the representative of MAT contacted for negotiation but there was no any conclusion. On January 25, 2017, the Legal
Regulatory Commission or ERC reconsider the request to return the rights to the company, there is still no response from ERC. Therefore, the Ombudsman has handed the request over to National Energy Policy