according to appropriate periods to facilitate the SEC’s performance of duties under the law for public interest or investor protection;  (2)  Revising the reporting forms of clients’ assets and transactions

01/04/2014   Notification of the Office of the Securities and Exchange Commission   Sor Thor. 14/2558 Rules in Detail on the Protection and Management of Conflicts of Interest (Synopsis) 07/04/2015 01

amendments do not apply to property funds and infrastructure funds.SEC is therefore seeking public comments on 13 draft notification amendments following a public hearing on the concept released at the

/2014   Notification of the Office of the Securities and Exchange Commission   Sor Thor. 14/2558 Rules in Detail on the Protection and Management of Conflicts of Interest (Synopsis) 07/04/2015 01/10/2015

any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ------------------------- Notification of the Securities and Exchange Commission No

any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ------------------------- Notification of the Securities and Exchange Commission No

any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ------------------------- Notification of the Securities and Exchange Commission No

offering shares or convertible debentures for sale in a private placement in the same manner as the SME case while specifying more measures for investor protection. For example, a business must seek the

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Companies and Derivatives Intermediaries 06/09/2013 01/04/2014   Notification of the Office of the Securities and Exchange Commission   Sor Thor. 14/2558 Rules in Detail on the Protection and Management of