SEC shall specify the paid-up registered capital of at least one hundred million baht: (1) Keeping the client’s assets in its possession ; (2) Investing in or https://publish.sec.or.th/nrs/2249pe.doc
was in charge of the company?s operation and asset management. Previously on May 27, 2010, the SEC filed a complaint against Wichai for misappropriating the company assets worth approximately 179.6
(DSI) on account of misappropriating approximately 57.7 million baht of the company assets and falsifying documents and recording false accounting information during 2009-2010 while he was in charge of
person who knew or possessed insider information regarding SVI’s performance in the third quarter of 2021, which showed a net profit of 520.52 million baht—a significant increase compared to both the
asset business operators shall seek approval from two authorized persons. In case of a withdrawal or transfer at an amount of 50 million baht or more, another independent authorized person is required to
SEC considers revising the regulations on the offering for sale of investment in shares held by listed companies or their subsidiaries in order that the shareholding can be conveniently
unit and investment unit must be complied.3. In case where person having duty to launch tender offer delayed filing of tender offer, the offering price must be fair to investor and must not allow tender
therefore filed a criminal complaint with the ECD Police against G.O.L. (Thailand) and Jaray. In this regard, the SEC encourages any person suffering damage from investment with the aforesaid persons to
persons securities trading accounts. The said four accomplices were Porntep Thawornwisuthikul, Arada Lertpinyopap, Naruephol Chatchalermvit and an unknown person previously named in the SEC's criminal
Public Company Limited ("MILL")'s share price by conducting financial transactions related to MILL share trading and being a beneficiary, instead of them, in a juristic person and trading