/index tracking) where the master fund’s investment objective is to achieve higher performance than the benchmarks (active management) If a mutual fund has investment strategy with specific features, such
relative to those of the master fund (passive management/index tracking) where the master fund’s investment objective is to achieve higher performance than the benchmarks (active management) If a mutual fund
เวลาเป้าหมายในการกู้คืนระบบ IT (Recovery Time Objective: RTO) ระยะเวลา เป้าหมายสูงสุดที่ยอมให้ข้อมูลเสียหาย (Recovery Point Objective: RPO) และระยะเวลาสูงสุดที่ยอมให้ กระบวนการทางธุรกิจหยุดชะงัก (Maximum
master fund (passive management/index tracking) where the master fund’s investment objective is to achieve higher performance than the benchmarks (active management) If a mutual fund has investment
) where the master fund’s investment objective is to achieve higher performance than the benchmarks (active management) If a mutual fund has investment strategy with specific features, such as a mutual fund
ภายใน (internal control) และการตรวจสอบภายใน (internal audit) ที่เหมาะสมและมีประสิทธิผล 3.2 แนวปฏิบัติ : • สอบทานใหบริษัทมีระบบควบคุมภายใน (internal control) และการตรวจสอบภายใน (internal audit) ที่เหมาะสม
department director to the manager; “department director” means any person who is responsible for the internal operation of a department in the company; “manager” means a person appointed by the board of
, to be approved by the Board or Committee of the securities company, on the following issues: (1) the effective system of internal control and system to prevent conflict of interest; (2) risk management
securities company shall have a code of conduct in writing, to be approved by the Board or Committee of the securities company, on the following issues: (1) the effective system of internal control and system
or Committee of the securities company, on the following issues: (1) the effective system of internal control and system to prevent conflict of interest; (2) risk management system to prevent damage