e-service Online Submission See canceled document Derivatives Agent >> Compliance / Internal control Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital
e-service Online Submission See canceled document Derivatives Dealer >> Compliance / Internal control Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital
e-service Online Submission See canceled document Derivatives Dealer >> Licensed Companies Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Securities and
reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 51/2561 Re: Outsourcing Function related to Business Operation to Third Party ____________________ Whereas
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(Newest) Date (Oldest) Notification of Capital Market Supervisory Board TorJor. 47/2558 Regulations on Offer for Sale of Securities through Electronic System or Network (No. 2) http://capital.sec.or.th
) Date (Oldest) Notification of the Office of the Securities and Exchange Commission SorNor 21/2553 Related Persons of Unitholders of Property Funds for Solving Financial Institution Problems, Mutual Funds
TRANSLATION As of 9 April 2015 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the
Securities and Exchange Commission Notification of the Office of Securities and Exchange Commission No. SorThor. 55/2546 Re: Report Forms of Securities Companies _____________ By virtue of Section 109 of the