Exchange Commission Governing Rules, Conditions and Procedures for Approval of Property Fund Manager B.E. 2552 (2009) __________ By virtue of Clause 3 (1) and (2), Clause 11, Clause 19(6) and https
) Translation Securities and Exchange Commission Governing Rules, Conditions and Procedures for Approval of Property Fund Manager B.E. 2552 (2009) __________ By virtue of Clause 3 (1) and (2), Clause 11, Clause
with the principles and the draft regulations. The SEC has therefore issued a notification specifying the amended regulations with the key points as follows: 1. Requirements regarding the check and
March 23, 2015. * Failure to completely record client?s trading orders was in violation to Clause 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for
employer for one year and six days, the suspension imposed by the SEC shall remain five months and twenty four days, effective from February 12, 2015.*Clauses 20(1) and (2) of the Notification of Capital
. Theerapat Son-klin - - - 0.357% 3.750% 2/4 (5) Total value of transaction This transaction is connected transaction according to the Notification of the Capital Market Supervisory Board No. TorJor 21/2551 on
the client in accordance with Clause 43(3) of the Notification on Standard Conduct of Business by sending a confirmation statement with details specified by the Association , with an approval of the SEC
Clause 43(3) of the Notification on Standard Conduct of Business by sending a confirmation statement with details specified by the Association5, with an approval of the SEC Office, through a method agreed