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SEC approves 17 super saving funds to invest in listed securities, 13 asset management companies to launch IPOs on 1 April

on 13 March 2020, SEC has already approved 17 such SSFs established by 13 asset management companies. “SEC has expedited the approval process to make sure that IPO of this special SSF can begin on 1

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8048

SEC revokes approval of executive of asset management company for failing to perform duties with loyalty and professional due care, including negligence of duties

providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8073

SEC public hearing on proposed amendments to allow asset management companies more options for monetary compensation to mutual funds in case of incorrect pricing

therefore reviewed the regulations regarding the operational guidelines for AMCs in case of incorrect pricing. This is to provide AMCs with greater flexibility in fund management, while ensuring that

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11991

SEC Thailand’s public hearing on proposed amendments and drafted regulation on unitholder data collection of mutual funds to sustain asset management companies in capital market.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=715

SEC Thailand’s Public Hearing on Proposed Amendment and Draft Regulation on Investment of Property Fund and Infrastructure Fund in Other Mutual Funds under The Same Asset Management Company

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=782

SEC Thailand’s public hearing on proposed principles and draft regulation on requiring asset management companies to acquire data of provident fund members

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=852

List of management who submitted the changes in securities holding report (Form 59-2) - GRAND : GRANDE ASSET HOTELS AND PROPERTY PUBLIC COMPANY LIMITED

Management Name : Mr AMARIT PANSIRI | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 16/08/2016

http://capital.sec.or.th/webapp/corp_fin2/result59c.php?cmb_comp_run_code=0000004132

List of management who submitted the changes in securities holding report (Form 59-2) - GRAND : GRANDE ASSET HOTELS AND PROPERTY PUBLIC COMPANY LIMITED

Management Name : Mr AMARIT PANSIRI | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 17/08/2016

http://capital.sec.or.th/webapp/corp_fin2/result59c.php?cmb_comp_run_code=0000004132

List of management who submitted the changes in securities holding report (Form 59-2) - GRAND : GRANDE ASSET HOTELS AND PROPERTY PUBLIC COMPANY LIMITED

Management Name : Mr AMARIT PANSIRI | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 18/08/2016

http://capital.sec.or.th/webapp/corp_fin2/result59c.php?cmb_comp_run_code=0000004132

List of management who submitted the changes in securities holding report (Form 59-2) - GRAND : GRANDE ASSET HOTELS AND PROPERTY PUBLIC COMPANY LIMITED

Management Name : Mr AMARIT PANSIRI | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 19/08/2016

http://capital.sec.or.th/webapp/corp_fin2/result59c.php?cmb_comp_run_code=0000004132