. BGRIM has established anti- corruption policies and related policies, corruption risk assessment and management, review of internal control systems, internal-external whistle blowing process. These

............................................................................. Key operational risk มูลค่าความเสียหายที่เกิดขึ้นจาก operational risk2 (ย้อนหลัง 5 ป)ี (บาท) 25 ... 25 ... 25 ... 25 ... 25 ... 1. ความเสี่ยงจากการทุจริตภายใน (internal fraud) 2. ความเสี่ยงจากการทุจริต

หรือ การช าระราคาและส่งมอบหลักทรัพย์ ตาม แผนการตรวจสอบซึ่งจัดท าตามระดับความเส่ียง ขององค์กรอย่างน้อยปีละ 1 ครั้ง โดยผู้ที่มี ความรู้ความสามารถและมีความเป็นอิสระ เช่น ผู้ตรวจสอบภายในหรือภายนอก (internal

Property and Loan Funds; “inside information” means any fact that is material to the change of the prices of securities or derivatives and has not been disclosed to the public, and any information related to

Management of Property and Loan Funds ; “ inside information ” means any fact that is material to the change of the prices of securities or derivatives and has not been disclosed to the public, and any

obtaining an approval to appoint a person to be personnel in the capital market business and an application for the extension of the approval shall be conforming to the form and procedure as provided on the

appoint a person to be personnel in the capital market business and an application for the extension of the approval shall be conforming to the form and procedure as provided on the website of the SEC

custody of customer assets, derivatives broker shall arrange a system, rules or operating procedure to ensure that client’s assets are secured and completed and are segregated from its own in the manner

. In taking custody of customer assets, derivatives broker shall arrange a system, rules or operating procedure to ensure that client’s assets are secured and completed and are segregated from its own in

assets, derivatives broker shall arrange a system, rules or operating procedure to ensure that client’s assets are secured and completed and are segregated from its own in the manner that is