parties to better rules and practices will make our success today to become even greater and will thus elevate investor confidence in our market. Together with our tireless effort, the standard of corporate
management to adopt anti-corruption in practice. To attain more success, they are in the process of further preparation to apply for CAC?s certifications.The said effort truly reflects their strong commitment
capital market knowledge among the public to lessen social inequality; and (6) enhancing SEC efficiency to attain sustainable growth and drive the success of policy implementation.? Vorapol added that ?In
the company to select a person with knowledge and abilities suitable to act in the capacity so appointed. The person shall have no record of misconduct and behaviour which may affect to image of the
Translation) Page 2 of 4 and abilities suitable to act in the capacity so appointed. The person shall have no record of misconduct and behaviour which may affect to image of the company; (3) prepare the
person with knowledge (Unofficial Translation) Page 2 of 4 and abilities suitable to act in the capacity so appointed. The person shall have no record of misconduct and behaviour which may affect to image
person. [ ] Yes [ ] No (3) I have been denounced by the SEC Office or have been tried in any criminal proceedings resulted from denunciation by the SEC Office or was imprisoned by the court’s final
securities brokerage or securities dealing which is not limited to debt instruments or investment units; (4) “ institutional client ” means a person who makes transactions with a securities company in
experience in the field of function to be operated for the intermediary . In this regard, the counting of such experience may continuously extend from the experience in other businesses if the juristic person