minimum amount of 100,000 baht to earn 5 percent return in six months, with the promise to repay the principal and the guaranteed returns gradually every 30 days until the investment contract expired. The

securities company as an investment consultant), jointly manipulated the TAPAC share price by executing trading orders of such share in such a manner that stimulated the share's movements, and arranging low

The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial

Under SEC’s proposed disclosure requirements, funds that invest in leasehold rights of real estates or in future revenue sharing contracts of infrastructure projects (leasehold funds) are required

compensation remuneration type, and accrued expense of the latest year’s compensation; (2) To clearly disclose the use of proceeds in each determined topic and approximately specify the amount and period of

Measures for preventing conflicts of interest are an important part of the SEC policy especially in the process of securities issuance and offering, which involves participation of key

, and the use of technologies to increase service choices and efficiency in meeting investors? demands.The SEC is therefore proposing draft rules on providing assisting tools for efficient investment

traded on digital asset exchanges. As a result, the current list comprises four cryptocurrencies, namely Bitcoin (BTC), Ethereum (ETH), Ripple (XRP) and Stellar (XLM).In any case, it should be noted that

ก.ล.ต. ชวนผู้ลงทุนมา "เช็คภูมิคุ้มกัน สร้างความมั่นใจ" เพื่อเสริมสร้างความพร้อมในการเป็นผู้ลงทุนคุณภาพ ภายในงาน SET in the City 2018 พบกับบูธของ ก.ล.ต. ที่จะช่วยเพิ่มพูนความรู้เกี่ยวกับผลิตภัณฑ์การ

Bangkok, 13 June 2018 ? The SEC has announced that the other six offenders in the share manipulation case against Asset Bright Public Company Limited (ABC) have consented to the civil sanction