จึงทำให้ผู้รับบริการมี https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=7157 SEC announces the Securities and Exchange Act (No. 6) takes effect today mutual fund management: Asset management
each client that contain accurate, complete, and up-to-date information in the event of returns mandate of client assets. The SEC emphasizes the importance of monitoring the operations of business
nor given an SEC approval, to oversee company policies including the monitoring of day-to-day operations and had failed to observe the company’s charter of the board of directors in relation to
stability and prevents systemic risk to promote sustainable financial market growth, and worked closely with the Stock Exchange of Thailand to reduce redundancy and facilitate the business sector.?SEC has
building for the Greater Mekong Sub-region (GMS) ? The cooperation will be a further step to the signing of memorandum of understanding and the establishment of a capital market forum to exchange knowledge
operating crowdfunding portals. The supervised areas include measures and implementation against conflicts of interest, member data storage, disclosure of issuer information, issuer compliance monitoring
procedures as specified in the notification. In this regard, Bitazza's compliance system for monitoring the operations of the digital asset business operator was deficient. In particular, Bitazza failed
Securities and Exchange Commission No. Sor Thor. 29/2559 Re: Rules in Detail on Financial Resource and Risk Management of Securities Clearing Houses ________________________ By virtue of Clause 5 (1), in
Securities and Exchange Commission No. Sor Thor. 30/2559 Re: Rules in Detail on Financial Resource and Risk Management of Derivatives Clearing Houses ________________________ By virtue of Clause 5 (1), in
Exchange Commission No. SorThor. 25/2550 Re: Prescription of the Rate or Value of Property Deposited as Margins _____________ By virtue of: (1) Clause 1(9) of the Notification of the Securities and Exchange