intermediary shall comply with. In this regard, the intermediary shall provide services by taking into 2 account the best interests of a client, protection of client’s interests, and preventing the causes of
Establishment and Management of Mutual Funds, dated 16 December 1998, as amended by the Notification of the Securities and Exchange Commission No. KorNor. 23/2542, Re: Rules, Conditions and Procedures for
of Closed-End Funds _____________ By virtue of Clause 26/1 of the Notification of the Securities and Exchange Commission No. KorNor. 46/2541, Re: Rules, Conditions, and Procedures for Establishment and
establishment in Q4/2016 with a revenue growth of 33.83% from THB 28.80 million to THB 38.54 million in the nine-month period in Q3/2018 compared to previous year. The total revenue from overseas subsidiaries in
mutual funds, capped at 5 percent of the NAV, for the benefit of asset allocation through fund managers. (3) Revising relevant regulations to accommodate the establishment and management of Funds
transition towards digital and sustainable economy.”Key developmental areas include: - Sustainable Economy: The government endorses the establishment of Thailand ESG Fund, which will benefit both
SEC has established relevant regulatory guidelines governing the establishment and management of Thai ESGX, and a total of 37 Thai ESGX from 19 asset management companies (AMCs) are seeking the SEC’s
, Conditions and Procedures for the Establishment and Management of Infrastructure Funds; “company” means a limited company or a public limited company; 2 “paid-up capital” means the total value of units fully
decreased by THB 167 million or 5.7 percent from last year. In addition, company had acknowledged of the past service cost for employee benefit in accordance with the Labor Protection Act ( No. 7) B. E. 2562