Bangkok, January 10, 2014 ? The SEC is seeking public comment on proposed revision to the fund?s investment rules. The proposed revision applicable to mutual fund, private fund and provident fund
Bangkok, July 15, 2013 ? The SEC is seeking public comment on draft amendments to the rules governing counting unitholders? votes in case of multi-class funds, including retail funds, property funds
Bangkok, July 22, 2015 ? The SEC is seeking public comment on revisions of rules for calculation and report of net liquid capital calculation. The proposed revisions aim to ensure that the
, reporting and disclosure of any actions where conflicts of interest may arise and proprietary securities trading. The consultation paper for draft rules is available on www.sec.or.th. Stakeholders and
submit the audited financial statements in accordance with the specified rules, has failed to order or act in accordance with the duties resulted in IEC’s failure to submit the audited financial statements
shares to exceed trigger point at 50 percent of the total voting rights of JAS. However, Mr. Pete failed to comply with rules specified by the Capital Market Supervisory Board by virtue of Section 247 of
in TAPAC shares to exceed trigger point at 25 percent of the total number of voting rights of TAPAC, but Mr. Surachai failed to comply with tender offer rules specified by the Capital Market
, failed to order or act his duty resulting in SKFM violation of section 133 paragraph 1 and 2 of the Securities and Exchange Act B.E. 2535. SKFM failed to comply with the rules, conditions, and procedures
offer for all of JAS shares. However, Mr. Pete fails to comply with rules specified by the Capital Market Supervisory Board by virtue of Section 247 of the Securities and Exchange Act B.E. 2535 as he
Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, the CL'