information recording system with respect to derivatives trading, especially pre-trade information and post-trade information in order to support monitoring and examination after derivatives trading (audit

. Clause 3. The derivatives broker shall not trade derivatives contract or any other contracts with the same characteristics as derivatives contract for their proprietary account, unless such derivatives

company’s board of directors. Clause 3. The derivatives broker shall not trade derivatives contract or any other contracts with the same characteristics as derivatives contract for their proprietary account

prepared in writing with an approval from the company’s board of directors. Clause 3. The derivatives broker shall not trade derivatives contract or any other contracts with the same characteristics as

Mr. Chusak Ruentip Mr. Chusak Ruentip failed to comply with the competent officer's order. The Court sentenced the accused to 15-day imprisonment and a fine of Baht 2,000. The jail term, however

SEC and the SET within the specified period. The Bangkok South Criminal Court sentenced the accused to pay a total fine of Baht 337,000 and a further fine of Baht 200 each day starting from the next day

day starting from the next day of prosecution date until the company so complies. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 100,600 and a further

accused to pay a total fine of Baht 237,000 and a further fine of Baht 300 each day starting from the next day of prosecution date until the company so complies. Since the accused pled guilty, the Court

the year 2013 (Form 56-1, 2013) to the SEC and the SET within the specified period. The Criminal Court sentenced the accused to pay a total fine of Baht 237,000 and a further fine of Baht 300 each day

accused to pay a total fine of Baht 201,200 and a further fine of Baht 400 each day starting from the next day of prosecution date until the company so complies. Since the accused pled guilty, the Court