Report of the Acquisition or Disposition of Securities (Form 246-2) 2.1 ( ) Acquisition ( ) Disposition ( ) Through the Stock Exchange of Thailand via a securities company
Report of the Acquisition or Disposition of Securities (Form 246-2) 2.1 ( ) Acquisition ( ) Disposition ( ) Through the Stock Exchange of Thailand via a securities company
company under Financial Institutions Businesses Act; (2) a securities company licensed to be a securities business operator in the category of securities broker, or securities dealer which is not limited to
Qualifications of Applicant _____________ Clause 4 An applicant for the registration as a derivatives business operator must be a juristic person as follows: (1) a commercial bank or a financial company under
Operational Control _____________ Clause 4 A securities company shall establish efficient systems for internal control, risk management and prevention of conflicts of interest, and shall have a written code of
the NWR- SBCC Joint Venture agreement are terminated, with the Company assuming the rights and responsibilities of control and operation in accordance with the joint venture agreement until the work is
Clause 4 A securities company shall establish efficient systems for internal control, risk management and prevention of conflicts of interest, and shall have a written code of conduct approved by the board