สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับสมาคมบริษัทจัดการลงทุนฮ่องกง หรือ Hong Kong Investment Funds Association (HKIFA) จัดงาน Hong Kong – Thailand Business Matching Day
Investment Schemes (ASEAN CIS) และ Asia Region Funds Passport (ARFP) ซึ่งประกาศใช้ในปี 2557 และ 2562 ตามลำดับ ผู้ที่สนใจสามารถศึกษาข้อมูลเพิ่มเติมเกี่ยวกับโครงการ HK-TH MRF ได้ที่เว็บไซต์ https://www.sec.or.th
The Securities and Exchange Commission (SEC), in collaboration with the United Nations (UN), the Principles for Responsible Investment (PRI) and the Asia Investor Group on Climate Change (AIGCC
SEC Public Service Center has been receiving many inquiries and information about public solicitation for investment in shares of PB. Smart Farmer Plc. Such solicitation contains information
SEC Public Service Center has been receiving many inquiries and information about public solicitation for investment in shares of PB. Smart Farmer Plc. Such solicitation contains information leading
investment consultants above was deemed failure to perform duties with responsibility and deliberation as a professional in accordance with the Notification of the Capital Market Supervisory Board.* SEC has
. In a move to restore capital market confidence, the cabinet approved an additional tax privilege for people who purchase investment units in Super Savings Fund (SSF) which invests not less than 65
had affixed signature on subscription orders, redemption orders and switch orders of investment units, in his position as investment consultant, without meeting with or giving advice to a client in
According to Bangkok Bank’s complaint report and SEC’s further investigation, it was found that during the months of March and October 2017, Nattapong, then a securities investment consultant at the
strongly advised to thoroughly check and make sure that all receipts or evidence of payment are issued by the companies in charge. In case of making an agreement to buy an investment product outside the